Education:
- ACCA (Part Qualified), 2012
- A - Level (GCE), 2009
- O – Level (GCE), 2006
Key Strengths:
- High levels of integrity
- Strong Team Player but also able to work on own initiative
- Solid experience in payroll
- Highly developed analytical skills in a Compliance & AML context
- Ability to work at speed with limited supervision
- Strong analytical skills
- Attention to detail in both analysing and producing data
- Proven ability to work consistently and reliably even with tight deadlines
- Ability to identify problems & find appropriate solutions.
Umer Farooq – Director
Umer has a wealth of experience in designing, developing and executing compliance programs for various organisations. He has a deep understanding of regulatory frameworks and compliance strategies, which has enabled him to help companies maintain a culture of compliance with ease. His proficiency in compliance management allows him to identify and mitigate risks effectively while ensuring compliance with all applicable laws, regulations, and policies. He has a proven track record of developing and implementing robust compliance frameworks that align with the organisation's objectives and operational requirements. His approach to compliance is comprehensive and covers all aspects of the organisation, including risk assessment, training, monitoring, and reporting. He works closely with the organisation's stakeholders to ensure that the compliance programs are tailored to meet the specific needs of the company.
Umer's expertise has helped many organizations to achieve and maintain high standards of compliance in a cost-effective and efficient manner. His ability to navigate complex regulatory frameworks and develop practical compliance strategies has earned him a reputation as a trusted and reliable compliance professional.
Professional Expertise:
It is crucial to establish key controls and processes to assess and manage compliance and anti-money laundering (AML) activities. As someone responsible for overseeing and providing advice to senior management and the business on compliance and risk issues, as well as regulatory trends, Umer stays up-to-date with current regulations, laws, and industry best practices. Providing clear guidance on AML processes and controls and implementing policies to adhere to requirements which is a must.
Furthermore, as the leader of the compliance function, Umer has been responsible for implementing compliant and robust procedures. This includes defining key requirements for ensuring business compliance with FCA regulations.
In addition to these responsibilities, Umer also manages suspicious activity reporting (SAR) and regulatory requirements. This involves staying informed about industry developments, implementing policies and procedures to adhere to regulatory requirements, and ensuring that the business is equipped to manage risks effectively.
Other Interest:
Outside of work, Umer enjoys playing football, outdoor climbing and hiking in the mountains. He is also an avid reader of non-fiction books with a keen interest in history.
